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Individuals who commit or allow corporate fraud could face consequences

By Hicbd
Sat Nov 9 2019 12:50 pm

"The prevention, deterrence, and punishment of fraud is a central objective of the securities laws—yet the individuals who committed fraud in large institutions have been able to do so largely free of any individual consequences."

URL:
https://www.heritage.org/government-regulation/report/reforming-the-securities-and-exchange-commission
https://www.cbsnews.com/news/the-man-who-figured-out-madoffs-scheme-27-02-2009/

URL Credit


Categories:
Banks / Financial Institutions Organizations Financial Systems / Markets U.S. Securities and Exchange Commission (SEC) Companies / Corporations Investing / Portfolio Management Corporate Fraud Hedge Funds Chief Executive Officers (CEOs) / Executive Directors

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